Monday - Saturday 10:30AM - 6:30PM
Offices506, Shitiratna, Panchvati Circle, C.G. Road, Ahmedabad 380006
A vision to
Grow better
Securities Market
- In the present era the investing options are widespread and thus the compliances are spread over various segments like Cash, Equity, Commodity, Currencies, Mutual Funds, Futures and Options, etc.
- When it comes to Security Market there is always a risk of loss or benefit of profit in investing. As a response to curtail the risk various Compliances needs to be followed/done wherein our firm helps the clients to comply with the requirements suggested by the various Exchanges and as a result avoid any penal actions leviable by the Exchanges &/or avoid any negative effects in day to day operations of/with the clients.
Securities Market
- Here at our firm we develop a roadmap for such businesses, document the SOP to be followed and help to manage the end-to-end implementation of the same in the business operations of Brokers/Firms.
- Moreover our partners and professionals have the experience of working with large to mid as well as small Broking houses in role of Auditor for more than 15 years and they guide the parties in a way that it becomes possible to apply the new compliances issued by the Exchanges from time to time in a hassle free manner and within the stipulated time period
Securities Market
- The following are the list of services we offer:
- Internal Audit
- DP Audit
- Cyber Audit
- System Audit
- Compliance & Inspection
- Branch/ AP’s
- Concurrent Audit
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